By industryHealthcare: answer “who saw this record?” in secondsAnswer “who saw this record?”See how
Solutions / Financial Services

3 regulators. 1 control layer.

BCBS 239, FRTB and DORA converge on one demand: prove it in the system, not in the documentation.

BCBS 239FRTBDORAECB SREPDeployable today
Book a 30-minute walkthrough Read the CRO brief →
2 / 31
G-SIBs fully BCBS 239 compliant
2023 — before FRTB and DORA raised the bar
$400M
Civil penalty, one G-SIB
Risk-data governance failures. +$135.6M four years later
0.25%
Permanent capital add-on
ECB Pillar 2, until remediation is verified
5 yrs
Consent order still in force
Deficiencies unremediated across the period

Banks pay twice.

The penalty, then again every quarter the gap stays open.

4 years — deficiencies still openOct 2020$400MCivil penalty + consent orderJul 2024+$135.6MAssessed again, same deficienciesThrough 20255 yearsOrder in force throughout

One global systemically important bank. Sources listed at the foot of this page.

The gap is not policy. It is infrastructure.

BCBS 239ECB finding

Lineage and access control in the architecture — not in a spreadsheet describing it.

Basel III / FRTBApproval-blocking

Every capital input traceable to source. No lineage, no internal-model approval.

DORAIn force

Every data movement, transformation and access event documented and traceable.

What changes with Lakekeeper.

Governance enforced at the catalog, where the data already lives.

Today
With Lakekeeper
Audit evidence
Reconstructed from logs and quarterly exports, weeks after the access.
BCBS 239 P3/P4 · DORA
Returned from the catalog. Every read, write and transformation is a system event.
Access
Standing database logins, shared service accounts, keys nobody owns.
BCBS 239 P2 · DORA · SREP
Zero standing privileges. Every access scoped to one request, credentials expire on their own.
Lineage
Spreadsheets and Confluence pages, drifting from the system they describe.
FRTB internal models
Emitted by the catalog as data moves. The system is the artefact.
Coverage
Controls re-implemented per warehouse, per tool, per cloud.
Portability · no lock-in
One open Iceberg catalog. Governance travels with the data.

Lakekeeper does not just manage data.
It manages liability.

Book a 30-minute walkthrough

Bring your CDO and whoever owns the catalog.

Sources: ECB 2023 SREP applied to 2024 capital requirements and bank capital disclosures; US OCC consent order (Oct 2020); OCC & Federal Reserve (Jul 2024).